Joseph D Shields
Investment adviser representative at United Planners' Financial Services of America A Limited Partner
13 yearsExperience
1 stateRegistered in
$12.8BFirm assets
26 yearsFirm in business
Are you Joseph D Shields? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
13 years in the industry.
- United Planners' Financial Services of America A Limited PartnerSep 2025 to now
- United Planners Financial ServicesSep 2025 to now
- Joseph ShieldsMay 2023 to now
- Oneamerica SecuritiesJan 2024 to Sep 2025
- American United LifeMay 2023 to Sep 2025
- UnemployedFeb 2023 to Apr 2023
- Macdonald & Owen Lumber CompanyJan 2023 to Feb 2023
- UnemployedJun 2022 to Jan 2023
- EducationApr 2013 to Jun 2022
Exams passed
- Series 66 · Uniform Combined State Law2025
State registrations
Registered as an investment adviser representative in 1 state (PA).
United Planners' Financial Services of America A Limited Partner
$12.8BAssets managed
30,369Clients
357Advisers
26 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7724799
- Firm CRD
- 20804