Adam Simon
Investment adviser representative at Concorde Asset Management, LLC
14 yearsExperience
6 statesRegistered in
$598.4MFirm assets
14 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
14 years in the industry.
- Concorde Asset Management, LLCAug 2024 to now
- Concorde Investment Services, LLCAug 2024 to now
- Nomisimon, Inc.Jan 2018 to now
- Realized Financial, Inc.Jul 2023 to Aug 2024
- Emerson Equity LLCApr 2023 to Jul 2023
- UnemployedJan 2023 to Apr 2023
- Sares Regis Group of Northern CaliforniaFeb 2021 to Dec 2022
- UnemployedSep 2020 to Jan 2021
- Mosser Capital Management LLCSep 2017 to Aug 2020
- UnemployedDec 2016 to Aug 2017
- Hff, LPFeb 2012 to Nov 2016
Exams passed
- Series 63 · Uniform Securities Agent State Law2023
- Series 65 · Uniform Investment Adviser Law2023
State registrations
Registered as an investment adviser representative in 6 states (CA, CT, FL, IL, NY, TX).
Concorde Asset Management, LLC
$598.4MAssets managed
3,705Clients
79Advisers
14 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7723707
- Firm CRD
- 140367