Alfonso Santos-amaya iv
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
13 yearsExperience
2 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
13 years in the industry.
- Bank of America, N.A.Jan 2026 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedNov 2025 to now
- UsbankAug 2025 to Nov 2025
- UnemployedMar 2025 to Jul 2025
- JP Morgan Chase Bank, N.A.Apr 2023 to Feb 2025
- JP Morgan Securities LLCApr 2023 to Feb 2025
- Rivermark Community Credit UnionMar 2022 to Mar 2023
- First Tech Federal Credit UnionMay 2021 to Mar 2022
- Mondelez International, Inc.Mar 2021 to Apr 2021
- UnemployedJan 2021 to Feb 2021
- Stouffair Motors CorporationSep 2020 to Dec 2020
- Onpoint Community Credit UnionJan 2020 to Aug 2020
- Wells Fargo Bank NAMay 2019 to Dec 2019
- H&m Hennes & Mauritz L.P.Sep 2018 to Apr 2019
- UnemployedOct 2017 to Aug 2018
- Cleanway LLCJun 2017 to Sep 2017
- UnemployedMar 2013 to May 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2023
- Series 66 · Uniform Combined State Law2026
State registrations
Registered as an investment adviser representative in 2 states (TX, WA).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7722757
- Firm CRD
- 7691