Kathleen Elizabeth Kempson
Investment adviser representative at Kestra Advisory Services, LLC
11 yearsExperience
1 stateRegistered in
CFP® certificationDesignation
$79.8BFirm assets
Are you Kathleen Elizabeth Kempson? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
11 years in the industry.
- Kestra Advisory Services, LLCMar 2025 to now
- Kestra Investment Services LLCApr 2022 to now
- UnemployedJan 2023 to Mar 2023
- Uw MadisonAug 2022 to Dec 2022
- WealthspireJun 2022 to Jul 2022
- Wea Member BenefitsFeb 2021 to May 2022
- Uw MadisonAug 2020 to Jan 2021
- MenardsJun 2020 to Jul 2020
- Uw MadisonApr 2020 to May 2020
- University of Wisconsin ServicesJan 2020 to Mar 2020
- Uw MadisonSep 2019 to Dec 2019
- Pink MochaFeb 2018 to Aug 2019
- Arrowhead High SchoolSep 2015 to Feb 2018
Designations
- CFP® certification
Exams passed
- Series 66 · Uniform Combined State Law2025
State registrations
Registered as an investment adviser representative in 1 state (MN).
Kestra Advisory Services, LLC
$79.8BAssets managed
117,403Clients
1,473Advisers
27 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7722742
- Firm CRD
- 283330