Alec Frione
Investment adviser representative at LPL Enterprise, LLC
12 yearsExperience
1 stateRegistered in
$24.9BFirm assets
2 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
12 years in the industry.
- LPL Enterprise, LLCAug 2025 to now
- UnemployedJul 2025 to Aug 2025
- Northwestern Mutual Investment Services LLCSep 2024 to Jun 2025
- Steven ZirolliJan 2024 to Jun 2025
- Northwestern Mutual Life Insurance CompanyJun 2023 to Jan 2024
- Quinnipiac UniversitySep 2020 to May 2024
- Cheshire Public SchoolsSep 2014 to Jun 2020
Exams passed
- Series 63 · Uniform Securities Agent State Law2025
- Series 65 · Uniform Investment Adviser Law2025
State registrations
Registered as an investment adviser representative in 1 state (CT).
LPL Enterprise, LLC
$24.9BAssets managed
102,563Clients
3,116Advisers
2 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7722583
- Firm CRD
- 8733