Anna Sophia Kelly
Investment adviser representative at The Caprock Group, LLC
12 yearsExperience
1 stateRegistered in
$12.5BFirm assets
23 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
12 years in the industry.
- The Caprock Group, LLCJun 2023 to now
- CaprockFeb 2023 to now
- Align ImpactAug 2020 to Jan 2023
- Hamilton LaneJun 2018 to Aug 2020
- UnemployedMay 2018 to Jun 2018
- University of North Carolina At Chapel HillAug 2014 to May 2018
Exams passed
- Series 65 · Uniform Investment Adviser Law2023
State registrations
Registered as an investment adviser representative in 1 state (ID).
The Caprock Group, LLC
$12.5BAssets managed
436Clients
51Advisers
23 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7722082
- Firm CRD
- 124272