Alex James Wozniak
Investment adviser representative at Northwestern Mutual Investment Services,LLC
10 yearsExperience
1 stateRegistered in
$0Firm assets
54 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Fixed or flat feeOther
Experience
10 years in the industry.
- Northwestern Mutual Wealth Management CompanyFeb 2026 to now
- Northwestern Mutual Investment Services, LLCNov 2025 to now
- Jason GareyNov 2025 to now
- Kelly ParkerNov 2025 to now
- Robert RaufNov 2025 to now
- Tyler SwanbeckNov 2025 to now
- UBS Financial ServicesApr 2023 to Oct 2025
- UnemployedFeb 2021 to Mar 2023
- Lockheed Martin AeronauticsJul 2019 to Jan 2021
- Lockheed Martin SpaceJul 2018 to Jun 2019
- Lockheed Martin AeronauticsJul 2016 to Jun 2018
Exams passed
- Series 66 · Uniform Combined State Law2022
State registrations
Registered as an investment adviser representative in 1 state (NC).
Northwestern Mutual Investment Services,LLC
Legal name: Northwestern Mutual Investment Services, LLC
$0Assets managed
1Clients
2,130Advisers
54 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7721791
- Firm CRD
- 2881