Frank Devito
Investment adviser representative at Principal Securities, Inc.
10 yearsExperience
1 stateRegistered in
$17BFirm assets
28 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- Principal Securities, Inc.Aug 2026 to now
- Principal Life Insurance CompanyAug 2026 to now
- Edward JonesMay 2023 to May 2026
- UnemployedJan 2023 to Apr 2023
- Old Republic TitleDec 2021 to Jan 2023
- UnemployedSep 2021 to Dec 2021
- InsperityJan 2020 to Aug 2021
- Sum of All NumbersOct 2016 to Dec 2019
Exams passed
- Series 66 · Uniform Combined State Law2023
State registrations
Registered as an investment adviser representative in 1 state (CA).
Principal Securities, Inc.
$17BAssets managed
51,941Clients
1,464Advisers
28 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7721675
- Firm CRD
- 1137