Risa Shaye Scott-smith
Investment adviser representative at LPL Financial LLC
12 yearsExperience
1 stateRegistered in
$819.1BFirm assets
51 yearsFirm in business
Are you Risa Shaye Scott-smith? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
12 years in the industry.
- LPL Financial LLCJun 2025 to now
- Western International Securities, Inc.Apr 2023 to now
- Ute Scott-smithDec 2022 to Apr 2023
- San Lorenzo BikinisJul 2020 to Dec 2020
- University of Hawai'iAug 2019 to Dec 2022
- California State University, ChicoAug 2018 to May 2019
- Bohemian GroveJun 2016 to Jul 2019
- El Molino High SchoolAug 2014 to Jun 2018
Exams passed
- Series 65 · Uniform Investment Adviser Law2023
State registrations
Registered as an investment adviser representative in 1 state (CA).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7721214
- Firm CRD
- 6413