Nicholas Odell Manthei
Investment adviser representative at UBS Financial Services Inc.
12 yearsExperience
2 statesRegistered in
$915.8BFirm assets
55 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissionsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
12 years in the industry.
- UBS Financial Services Inc.Oct 2024 to now
- UBS Securities LLCAug 2024 to now
- Boston CollegeAug 2023 to May 2024
- UBS Financial Services Inc.Jun 2023 to Aug 2023
- Boston CollegeAug 2022 to May 2023
- Christian Camps and ConferencesJun 2022 to Aug 2022
- Harken Capital Securities, LLCJan 2022 to Jun 2022
- Boston CollegeAug 2021 to May 2022
- Christian Camps and ConferencesJun 2021 to Aug 2021
- DoordashJan 2021 to Jan 2021
- Boston CollegeAug 2020 to May 2021
- Handler Thayer, LLPMay 2020 to Jan 2021
- UnemployedMay 2014 to Apr 2020
Exams passed
- Series 66 · Uniform Combined State Law2024
State registrations
Registered as an investment adviser representative in 2 states (NJ, NY).
UBS Financial Services Inc.
$915.8BAssets managed
1,144,588Clients
9,366Advisers
55 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7720678
- Firm CRD
- 8174