George Erwin Cater
Investment adviser representative at Commonwealth Financial Network
12 yearsExperience
1 stateRegistered in
$212.7BFirm assets
34 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
12 years in the industry.
- Commonwealth Financial NetworkMay 2026 to now
- Grant CapitalApr 2026 to now
- Blanc Champagne BarNov 2025 to now
- On Investment Management CompanyOct 2025 to Nov 2025
- Prevail Innovative Wealth Advisors, LLCMay 2024 to Sep 2025
- New York LifeMay 2023 to May 2024
- Jj's RestaurantJun 2021 to Mar 2024
- Jacob Pratt Agency LLCOct 2020 to May 2023
- Eddie V'sJun 2018 to Jun 2021
- Pierpont's At Union StationMay 2015 to Aug 2018
- Park UniversityAug 2014 to May 2018
Exams passed
- Series 65 · Uniform Investment Adviser Law2024
State registrations
Registered as an investment adviser representative in 1 state (KS).
Commonwealth Financial Network
Legal name: Commonwealth Equity Services, LLC
$212.7BAssets managed
360,488Clients
2,700Advisers
34 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7717857
- Firm CRD
- 8032