Gabriel Garcia Baptista
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
12 yearsExperience
1 stateRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
12 years in the industry.
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedJul 2026 to now
- Interactive Brokers LLCMar 2023 to Jun 2026
- Banco Do Brasil AmericasApr 2022 to Apr 2023
- Samsung Sds America, Inc.Sep 2021 to Apr 2022
- Woongjin, Inc.Jun 2020 to Sep 2021
- Woongjin, Inc.Mar 2020 to May 2020
- Br Life LLCNov 2018 to Jul 2019
- Florida International UniversityAug 2017 to Jul 2021
- Gulliver Preparatory SchoolAug 2014 to May 2017
Exams passed
- Series 66 · Uniform Combined State Law2026
State registrations
Registered as an investment adviser representative in 1 state (FL).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7717707
- Firm CRD
- 7691