Su pyai sone Naing
Investment adviser representative at Ameriprise Financial Services, LLC
11 yearsExperience
1 stateRegistered in
$660.5BFirm assets
39 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
11 years in the industry.
- Ameriprise Financial Services, LLCJul 2026 to now
- Oppenheimer & Co. Inc.Mar 2023 to May 2026
- Pace UniversitySep 2021 to Apr 2023
- Mango Media GroupJan 2021 to Apr 2021
- Alibaba GroupOct 2020 to Dec 2020
- Balance Carpet MyanmarJun 2020 to Sep 2023
- UnemployedMay 2020 to Sep 2023
- Pace UniversitySep 2018 to Sep 2020
- Value Life Interior Design & CompanyMay 2018 to Aug 2018
- Pace UniversitySep 2017 to Apr 2018
- UnemployedApr 2017 to Aug 2017
- Yangon International SchoolSep 2015 to Apr 2017
Exams passed
- Series 66 · Uniform Combined State Law2025
State registrations
Registered as an investment adviser representative in 1 state (WA).
Ameriprise Financial Services, LLC
$660.5BAssets managed
1,386,329Clients
12,701Advisers
39 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7716785
- Firm CRD
- 6363