Steven Mark Guillotel
Investment adviser representative at Herbert J. Sims Capital Management, Inc.
14 yearsExperience
1 stateRegistered in
$436.9MFirm assets
4 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
14 years in the industry.
- Herbert J. Sims Capital Management, Inc.Aug 2024 to now
- Equitable Advisors LLCMar 2023 to now
- UnemployedNov 2022 to Feb 2023
- Fairview Health ServicesMay 2022 to Nov 2022
- Suburban Imaging/midwest RadiologyMay 2012 to Apr 2022
Exams passed
- Series 66 · Uniform Combined State Law2023
State registrations
Registered as an investment adviser representative in 1 state (MN).
Herbert J. Sims Capital Management, Inc.
$436.9MAssets managed
350Clients
37Advisers
4 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7715346
- Firm CRD
- 134510