Joseph Dever
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
11 yearsExperience
1 stateRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
11 years in the industry.
- Bank of America, N.A.Nov 2024 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedOct 2024 to now
- RBC Capital Maekets, LLCFeb 2024 to Oct 2024
- Charles Schwab & Co., Inc.Apr 2023 to Dec 2023
- UnemployedFeb 2023 to May 2023
- Wells Fargo BankJul 2021 to Feb 2023
- Arizona State UniversityAug 2020 to Dec 2022
- StarbucksFeb 2020 to Sep 2020
- Sprouts Farmers MarketFeb 2018 to Feb 2020
- Mesa Community CollegeAug 2015 to May 2020
- UnemployedJan 2013 to Jan 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2023
- Series 66 · Uniform Combined State Law2024
State registrations
Registered as an investment adviser representative in 1 state (CA).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7713133
- Firm CRD
- 7691