Heather Michelle Cox
Investment adviser representative at Nations Financial Group, Inc.
9 yearsExperience
1 stateRegistered in
$4.8BFirm assets
26 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
9 years in the industry.
- BankiowaDec 2023 to now
- Nations Financial Group, Inc.Dec 2023 to now
- Thrivent FinancialJun 2023 to Dec 2023
- Thrivent Investment Management IncApr 2023 to Dec 2023
- UnemployedFeb 2023 to Apr 2023
- Ohnward Bank and TrustDec 2020 to Feb 2023
- Hall Lending GroupJun 2020 to Nov 2020
- Sag Wagon Deli and BrewJun 2020 to Nov 2020
- Kerndt Brothers Savings BankFeb 2018 to May 2020
- Keystone Savings BankNov 2016 to Feb 2018
- Nxt BankNov 2014 to Nov 2016
Exams passed
- Series 66 · Uniform Combined State Law2023
State registrations
Registered as an investment adviser representative in 1 state (IA).
Nations Financial Group, Inc.
$4.8BAssets managed
5,569Clients
90Advisers
26 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7713127
- Firm CRD
- 44181