Joshua Neff
Investment adviser representative at Capital Client Group, Inc.
12 yearsExperience
1 stateRegistered in
$0Firm assets
13 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Other
Experience
12 years in the industry.
- Capital Client Group, Inc.May 2026 to now
- Capital Group / Capital Client Group, Inc.Apr 2026 to now
- D. Eric Neff P.C.May 2019 to now
- Bank of America, N.a./merrill Lynch, Pierce, Fenner & Smith Inc.Oct 2024 to Apr 2026
- Westpoint Fin. Group/mml Investors Svcs, Llc/massmutual Life InsAug 2024 to Oct 2024
- Prudential Advisors/ Pruco Securities LLCOct 2023 to Apr 2024
- Charles Schwab Co., Inc.Apr 2023 to Oct 2023
- Valparaiso UniversityAug 2018 to May 2022
- Spirit HalloweenOct 2017 to Oct 2017
- Deep River Water ParkDec 2016 to Jan 2017
- Crown Point High SchoolAug 2014 to May 2018
Exams passed
- Series 66 · Uniform Combined State Law2024
State registrations
Registered as an investment adviser representative in 1 state (IN).
Capital Client Group, Inc.
$0Assets managed
0Clients
606Advisers
13 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7712853
- Firm CRD
- 6247