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Richard W Krompinger

Investment adviser representative at Morgan Stanley
11 yearsExperience
2 statesRegistered in
$2TFirm assets
17 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsFixed or flat feeCommissionsPerformance-basedOther

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Pension consulting
  • Seminars and workshops

Experience

11 years in the industry.

  1. Morgan StanleyJun 2023 to now
  2. Nyu Langone HealthApr 2021 to Jun 2023
  3. United Air Conditioning Corp.Jun 2019 to Apr 2021
  4. N/aJan 2019 to Jun 2019
  5. Sperry Federal Credit UnionDec 2018 to Jan 2019
  6. N/aSep 2018 to Dec 2018
  7. Sound Air ConditioningMay 2018 to Aug 2018
  8. N/aAug 2015 to May 2018

Exams passed

  • Series 63 · Uniform Securities Agent State Law2023
  • Series 66 · Uniform Combined State Law2024

State registrations

Registered as an investment adviser representative in 2 states (NY, TX).

Morgan Stanley

Legal name: Morgan Stanley Smith Barney LLC

$2TAssets managed
2,703,720Clients
23,165Advisers
17 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
7712747
Firm CRD
149777
Advisor's SEC record (opens in a new tab)
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