Sylvia Marie Regalado
Investment adviser representative at Charles Schwab & Co., Inc.
13 yearsExperience
1 stateRegistered in
$0Firm assets
39 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Fixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
Experience
13 years in the industry.
- Charles Schwab & Co., Inc.Apr 2023 to now
- Charles Schwab Bank, SsbApr 2023 to now
- Edge Home Finance CorporationOct 2022 to Apr 2023
- The Mortgage CalculatorSep 2022 to Oct 2022
- Rocket Mortgage LLCFeb 2021 to Aug 2022
- Pennymac Loan ServicesJan 2021 to Jan 2021
- United Auburn Indian Community (uaic)Oct 2020 to Jan 2021
- 347 GroupJun 2019 to Jan 2021
- N/aJan 2019 to Jun 2019
- Spherion StaffingAug 2017 to Feb 2018
- Aerotek (uaic)Jun 2017 to Jan 2019
- N/aJun 2013 to Aug 2017
Exams passed
- Series 66 · Uniform Combined State Law2024
State registrations
Registered as an investment adviser representative in 1 state (CA).
Charles Schwab & Co., Inc.
$0Assets managed
0Clients
6,777Advisers
39 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7712499
- Firm CRD
- 5393