Andrew Joseph Phelan
Investment adviser representative at Moors & Cabot, Inc
12 yearsExperience
1 stateRegistered in
$4BFirm assets
31 yearsFirm in business
Are you Andrew Joseph Phelan? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
12 years in the industry.
- Moors & Cabot, Inc.Dec 2025 to now
- UnemployedApr 2025 to Dec 2025
- Morgan StanleyApr 2023 to Mar 2025
- First Republic Securities Company, LLCMar 2023 to Apr 2023
- First Republic Investment Management, Inc.Apr 2021 to Apr 2023
- Santa Clara UniversitySep 2017 to Jun 2021
- Hingham High SchoolSep 2013 to Jul 2017
Exams passed
- Series 66 · Uniform Combined State Law2024
State registrations
Registered as an investment adviser representative in 1 state (TX).
Moors & Cabot, Inc
Legal name: Moors & Cabot, Inc.
$4BAssets managed
5,074Clients
79Advisers
31 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7710069
- Firm CRD
- 594