Chloe D Sullivan
Investment adviser representative at Wells Fargo Advisors
13 yearsExperience
2 statesRegistered in
$671.4BFirm assets
36 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
13 years in the industry.
- Wells Fargo Clearing Services, LLCDec 2022 to now
- Pearl & Stone Wine Co.Sep 2022 to now
- UnemployedAug 2021 to Sep 2022
- Goldie'sMay 2021 to Aug 2021
- Mellisoni VineyardsMay 2021 to Aug 2021
- UnemployedSep 2020 to May 2021
- Morgan StanleyJun 2020 to Sep 2020
- UnemployedAug 2019 to Jun 2020
- Levitate GastropubMay 2019 to Aug 2019
- UnemployedAug 2018 to May 2019
- Levitate GastropubJan 2018 to Aug 2018
- UnemployedJul 2017 to Jan 2018
- Michaels Arts & CraftsFeb 2017 to Jul 2017
- UnemployedJul 2013 to Feb 2017
Exams passed
- Series 66 · Uniform Combined State Law2024
State registrations
Registered as an investment adviser representative in 2 states (TX, WA).
Wells Fargo Advisors
Legal name: Wells Fargo Clearing Services, LLC
$671.4BAssets managed
1,324,168Clients
14,661Advisers
36 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7708105
- Firm CRD
- 19616