Sambat Ngy
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
10 yearsExperience
2 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business
Are you Sambat Ngy? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- Bank of America, N.A.Jul 2026 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedApr 2026 to now
- J.P Morgan Securities LLCApr 2025 to Feb 2026
- JPMorgan Chase Bank, N.A.Mar 2024 to Feb 2026
- UnemployedNov 2023 to Feb 2024
- Empower RetirementApr 2023 to Oct 2023
- Wells FargoJan 2023 to Mar 2023
- JPMorgan Chase Bank, N.A.Aug 2022 to Jan 2023
- UnemployedJun 2022 to Jul 2022
- Wells FargoSep 2021 to May 2022
- UnemployedMar 2020 to Aug 2021
- Amazon WarehouseMay 2019 to Feb 2020
- UnemployedJan 2018 to Apr 2019
- Platinum Parking IncJun 2017 to Dec 2017
- UnemployedMar 2017 to May 2017
- Auntie Anne's LLCMar 2016 to Feb 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2025
- Series 66 · Uniform Combined State Law2026
State registrations
Registered as an investment adviser representative in 2 states (GA, TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7706729
- Firm CRD
- 7691