Katherine Jane Gross
Investment adviser representative at RBC Capital Markets, LLC
11 yearsExperience
3 statesRegistered in
$310.4BFirm assets
49 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
11 years in the industry.
- RBC Capital Markets, LLCFeb 2023 to now
- Ep Wealth Advisors, LLCDec 2021 to Feb 2023
- Soundmark Wealth Management, LLCMar 2021 to Dec 2021
- Barton Associates IncAug 2020 to Mar 2021
- Spanish Ministry of EducationOct 2019 to Jun 2020
- John HancockJan 2019 to Aug 2019
- Nextgen AmericaMay 2018 to Nov 2018
- Ulta BeautyOct 2017 to Dec 2017
- Town of SwanzeyJun 2017 to Aug 2017
- University of New Hampshire Survey CenterSep 2016 to Dec 2017
- Full-time EducationAug 2015 to May 2019
Exams passed
- Series 66 · Uniform Combined State Law2023
State registrations
Registered as an investment adviser representative in 3 states (TX, VI, WA).
RBC Capital Markets, LLC
$310.4BAssets managed
283,910Clients
3,838Advisers
49 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7706333
- Firm CRD
- 31194