Bernadette Broek
Investment adviser representative at Sequent Planning, LLC
11 yearsExperience
1 stateRegistered in
$589.5MFirm assets
8 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
11 years in the industry.
- Sequent Planning, LLCSep 2023 to now
- Futurity First Insurance GroupAug 2023 to now
- MML Investors Services LLCMar 2023 to Aug 2023
- Massmutual Life Insurance CompanyNov 2021 to Aug 2023
- Symmetry Financial GroupApr 2020 to Nov 2021
- Devereux Advanced Behavioral HealthJul 2018 to Oct 2020
- United Cerebral PalsySep 2017 to Jul 2018
- Devereux Advanced Behavioral HealthJul 2012 to Sep 2017
Exams passed
- Series 65 · Uniform Investment Adviser Law2023
State registrations
Registered as an investment adviser representative in 1 state (AZ).
Sequent Planning, LLC
$589.5MAssets managed
6,015Clients
99Advisers
8 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7705390
- Firm CRD
- 160381