Thomas Kowalkoski
Investment adviser representative at Regal Investment Advisors LLC
8 yearsExperience
1 stateRegistered in
$2.9BFirm assets
15 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
8 years in the industry.
- Regal Investment Advisors, LLCNov 2024 to now
- Regulus Financial Group, LLCNov 2024 to now
- UnemployedJul 2024 to Nov 2024
- Interactive BrokersMar 2024 to May 2024
- J.P. Morgan Securities LLCFeb 2024 to Mar 2024
- JPMorgan Chase Bank, N.A.Feb 2024 to Mar 2024
- Mojos Dueling Piano BarJan 2024 to Jun 2024
- Boyne Mountain ResortsDec 2023 to Jan 2024
- UnemployedSep 2023 to Nov 2023
- Fidelity InvestmentsFeb 2023 to Aug 2023
- UnemployedJun 2022 to Jan 2023
- Beacon Hill PubSep 2021 to Dec 2021
- Pine Hill NurseryApr 2021 to May 2021
- Boston CollegeMay 2016 to May 2022
Exams passed
- Series 66 · Uniform Combined State Law2023
State registrations
Registered as an investment adviser representative in 1 state (MI).
Regal Investment Advisors LLC
$2.9BAssets managed
8,302Clients
118Advisers
15 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7704936
- Firm CRD
- 125004