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Christopher Peyton Maxfield

Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
13 yearsExperience
2 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsFixed or flat feeCommissions

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Portfolio management
  • Pension consulting
  • Seminars and workshops

Experience

13 years in the industry.

  1. Merrill Lynch, Pierce, Fenner & Smith IncorporatedAug 2024 to now
  2. LPL FinancialFeb 2023 to Aug 2024
  3. HomemakerDec 2022 to Feb 2023
  4. Domino's PizzaOct 2022 to Dec 2022
  5. Homemaker/studentAug 2022 to Nov 2022
  6. WayfairJun 2022 to Aug 2022
  7. Americorps/junior GiantsMay 2022 to Aug 2022
  8. Al's Sporting GoodsAug 2021 to May 2022
  9. Cargeau LLCMay 2021 to Aug 2021
  10. Mcquade AgencyJan 2021 to May 2021
  11. ChrysalisNov 2020 to Feb 2021
  12. Al's Sporting GoodsJun 2020 to Nov 2020
  13. Logan River Golf CourseMay 2020 to Aug 2020
  14. Utah State UniversitySep 2019 to Dec 2022
  15. Firehouse SubsSep 2019 to Jun 2020
  16. Church of Jesus Christ of Latter Day SaintsJul 2017 to Jul 2019
  17. Tracy Golf and Country ClubMay 2016 to Jul 2017
  18. High School StudentAug 2013 to May 2017

Exams passed

  • Series 66 · Uniform Combined State Law2023

State registrations

Registered as an investment adviser representative in 2 states (CA, TX).

Merrill Lynch, Pierce, Fenner & Smith Incorporated

$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
7703701
Firm CRD
7691
Advisor's SEC record (opens in a new tab)
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