Caden Marques Smaker
Investment adviser representative at UBS Financial Services Inc.
13 yearsExperience
2 statesRegistered in
$915.8BFirm assets
55 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissionsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
13 years in the industry.
- UBS Financial Services, IncJan 2024 to now
- Charles Schwab Co., Inc.Mar 2023 to Dec 2023
- Bank of AmericaOct 2022 to Mar 2023
- Philco Construction inc.May 2022 to Oct 2022
- Full-time EducationAug 2021 to May 2022
- The Liberty Company Insurance BrokersMay 2021 to Aug 2021
- Full-time EducationAug 2020 to May 2021
- First National Capital CorporaMay 2020 to Aug 2020
- Full-time EducationAug 2019 to May 2020
- Bj's RestaurantMay 2019 to Aug 2019
- Full-time EducationAug 2018 to May 2019
- Blk BurgerzJun 2018 to Aug 2018
- Full-time EducationMar 2013 to Jun 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2023
- Series 65 · Uniform Investment Adviser Law2024
State registrations
Registered as an investment adviser representative in 2 states (CA, TX).
UBS Financial Services Inc.
$915.8BAssets managed
1,144,588Clients
9,366Advisers
55 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7701910
- Firm CRD
- 8174