Richard Quince Broderick
Investment adviser representative at J.P. Morgan Securities LLC
9 yearsExperience
2 statesRegistered in
$429.7BFirm assets
61 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
9 years in the industry.
- JP Morgan Chase Bank, N.A.Oct 2023 to now
- J.P. Morgan Securities LLCSep 2023 to now
- First Republic Investment Management, Inc.May 2022 to now
- First Republic Securities Company, LLCFeb 2023 to Oct 2023
- Brown Brother's HarrimanJan 2022 to Jun 2022
- Postal Realty TrustJun 2021 to Dec 2021
- Fairfield UniversityMay 2017 to May 2021
- Xavierian Brother's High SchoolMay 2014 to May 2017
Exams passed
- Series 66 · Uniform Combined State Law2023
State registrations
Registered as an investment adviser representative in 2 states (CT, TX).
J.P. Morgan Securities LLC
$429.7BAssets managed
1,246,646Clients
14,320Advisers
61 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7699724
- Firm CRD
- 79