Lin Pan
Investment adviser representative at Transglobal Advisory, LLC
21 yearsExperience
2 statesRegistered in
CFADesignation
$58.3MFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feePerformance-based
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
21 years in the industry.
- Transglobal Advisory, LLCFeb 2026 to now
- Globalink Securities IncFeb 2026 to now
- Upmarket Securities LLCFeb 2025 to Jan 2026
- Northwestern Mutual Wealth Management CompanyDec 2023 to Feb 2025
- Northwestern Mutual Investment Services LLCAug 2023 to Feb 2025
- Northwestern Mutual Life Insurance CompanyMay 2023 to Feb 2025
- UnemployedApr 2023 to Apr 2023
- PrudentialJul 2005 to Mar 2023
Designations
- CFA
Exams passed
- Series 63 · Uniform Securities Agent State Law2023
State registrations
Registered as an investment adviser representative in 2 states (CA, NJ).
Transglobal Advisory, LLC
$58.3MAssets managed
193Clients
31Advisers
2 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7699441
- Firm CRD
- 168709