Derrick Jason Shim
Investment adviser representative at Cwm, LLC
11 yearsExperience
1 stateRegistered in
$50.6BFirm assets
15 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
11 years in the industry.
- Cwm, LLCJun 2026 to now
- Twin Pines Wealth Management, LLCApr 2025 to now
- Cetera Wealth Services, LLCJul 2024 to now
- Cwm, LLC dba Carson Group HoldingsJun 2024 to Apr 2025
- Charles Schwab & Co., Inc.Jun 2023 to Jun 2024
- Charles SchwabFeb 2023 to Jun 2023
- AkkodisSep 2022 to Feb 2023
- The University of Nebraska FoundationSep 2021 to Sep 2022
- SpreetailMay 2021 to Jul 2021
- University of Nebraska-lincolnAug 2019 to May 2023
- Polo Ralph LaurenAug 2017 to Jan 2021
- Elkhorn South High SchoolMay 2017 to May 2019
- Roosevelt High SchoolAug 2015 to May 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2023
- Series 65 · Uniform Investment Adviser Law2026
State registrations
Registered as an investment adviser representative in 1 state (CA).
Cwm, LLC
$50.6BAssets managed
52,669Clients
658Advisers
15 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7697297
- Firm CRD
- 155344