Nicholas Angelo Ruiz
Investment adviser representative at LPL Financial LLC
10 yearsExperience
1 stateRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
10 years in the industry.
- LPL Financial LLCSep 2024 to now
- Ameriprise Financial Services, LLCFeb 2023 to Sep 2024
- Department of Veterans AffairsOct 2021 to Jan 2023
- UnemployedMar 2021 to Oct 2021
- Amazon Delivery On-time Response Parcel (D.R.O.P)Oct 2019 to Mar 2021
- Salsas CantinaApr 2019 to Oct 2019
- Fresno City CollegeDec 2018 to Apr 2019
- Wyndham OceansideJun 2018 to Dec 2018
- Bel Vino WineryApr 2018 to Jun 2018
- Temecula Creek InnJun 2017 to Jun 2018
- Comfort Inn & SuitesJul 2016 to Jun 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2023
- Series 65 · Uniform Investment Adviser Law2024
State registrations
Registered as an investment adviser representative in 1 state (CA).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7696725
- Firm CRD
- 6413