Caleb Stokes
Investment adviser representative at Ameriprise Financial Services, LLC
11 yearsExperience
1 stateRegistered in
$660.5BFirm assets
39 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
11 years in the industry.
- Ameriprise Financial Services, LLCJan 2026 to now
- Jamey South State FarmFeb 2025 to Nov 2025
- TtiNov 2024 to Feb 2025
- UnemployedAug 2024 to Oct 2024
- Fluor EnterprisesJul 2023 to Jul 2024
- Purshe Kaplan Sterling InvestmentsMar 2023 to May 2023
- 49 Wealth ManagementFeb 2023 to May 2023
- Top Priority CargoOct 2022 to Feb 2023
- UnemployedAug 2022 to Oct 2022
- Protective Polymer SolutionsJul 2020 to Jul 2022
- Arkansas Tech UniversityDec 2018 to Jul 2020
- University of Central ArkansasMay 2017 to Dec 2018
- Russellville High SchoolSep 2015 to May 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2023
- Series 66 · Uniform Combined State Law2026
State registrations
Registered as an investment adviser representative in 1 state (AR).
Ameriprise Financial Services, LLC
$660.5BAssets managed
1,386,329Clients
12,701Advisers
39 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7696575
- Firm CRD
- 6363