Sarah Catherine Herde
Investment adviser representative at Charles Schwab & Co., Inc.
11 yearsExperience
1 stateRegistered in
$0Firm assets
39 yearsFirm in business
Are you Sarah Catherine Herde? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Fixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
Experience
11 years in the industry.
- Charles Schwab & Co., Inc.Feb 2023 to now
- Charles Schwab Bank, SsbFeb 2023 to now
- Jane the BakeryOct 2022 to Feb 2023
- N/aJul 2022 to Sep 2022
- Match Public Charter High SchoolAug 2021 to Jun 2022
- Bates College Academic Resource CenterSep 2019 to May 2021
- Lewiston District CourtOct 2017 to Feb 2021
- N/aAug 2017 to May 2021
- Bloomy Rind Artisanal Kitchen & FromagerieMay 2016 to Aug 2021
- N/aJan 2015 to Jun 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2024
- Series 65 · Uniform Investment Adviser Law2024
State registrations
Registered as an investment adviser representative in 1 state (CA).
Charles Schwab & Co., Inc.
$0Assets managed
0Clients
6,777Advisers
39 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7695820
- Firm CRD
- 5393