Carlos Eduardo Alves
Investment adviser representative at LPL Enterprise, LLC
14 yearsExperience
1 stateRegistered in
$24.9BFirm assets
2 yearsFirm in business
Are you Carlos Eduardo Alves? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
14 years in the industry.
- LPL Enterprise, LLCMar 2026 to now
- IntermexAug 2025 to now
- MML Investors Services, LLCAug 2024 to Aug 2025
- Massmutual Life Insurance CoJun 2024 to Aug 2025
- Rise North CapitalJan 2024 to May 2024
- Viamericas CorporationMar 2023 to Dec 2023
- Nylife Securities LLCFeb 2023 to Oct 2023
- Cax Services SaOct 2012 to Jun 2024
Exams passed
- Series 63 · Uniform Securities Agent State Law2024
- Series 65 · Uniform Investment Adviser Law2026
State registrations
Registered as an investment adviser representative in 1 state (MA).
LPL Enterprise, LLC
$24.9BAssets managed
102,563Clients
3,116Advisers
2 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7695680
- Firm CRD
- 8733