Vu Trieu Duong
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
11 yearsExperience
2 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
11 years in the industry.
- Bank of Ameirca N.A.Jan 2023 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedJan 2023 to now
- AmazonNov 2022 to Jan 2023
- WalmartNov 2022 to Jan 2023
- Rinse IncNov 2021 to Nov 2022
- Att Blue Link WirlessAug 2021 to Nov 2022
- At&t - Blue Link WirelessNov 2020 to Nov 2022
- Att Prime CommunicationsNov 2020 to Aug 2021
- HomeMar 2020 to Nov 2020
- WagamamaFeb 2019 to Mar 2020
- ShabuzenOct 2018 to Feb 2019
- University of Massachusetts BostonSep 2017 to May 2022
- StarbucksNov 2016 to Aug 2018
- Excel HighschoolSep 2015 to May 2017
Exams passed
- Series 66 · Uniform Combined State Law2023
State registrations
Registered as an investment adviser representative in 2 states (CT, TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7693102
- Firm CRD
- 7691