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Randall Derrick Lee

Investment adviser representative at Ashton Thomas Securities, LLC
10 yearsYears since first job or exam
2 statesRegistered in
$1.9B
18 yearsFirm in business

How is this counted?

Counted from the earlier of the person's first job or first state securities exam on their SEC record (currently the Series 63, 65 or 66). The SIE, futures exams and earlier firm registrations are not counted. The count runs to the end of their latest job, or this year if a job is still open. It includes every employer listed, even outside investment work, and any gaps between jobs. The SEC record lists jobs held in about the last 10 years, so jobs that ended before then are not counted. Years are counted by calendar year, so the figure can run up to a year high. This is not a measure of skill or quality.

Contact this advisor

(800) 323-3746ashtonthomaspw.comFirm's SEC record

How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Services the firm offers

These describe the firm as a whole, not only this advisor.

Experience

10 years since the first job or state securities exam on the SEC record. Counts all jobs listed.

  1. Ashton Thomas Securities, LLCOct 2024 to now
  2. Ashton Thomas Private Wealth, LLCSep 2024 to now
  3. Morgan StanleyMar 2023 to Sep 2024
  4. Associate Staffing Contract With Morgan StanleyJan 2023 to Mar 2023
  5. Unemployed- Full Time Student at Arizona State UniversityAug 2022 to Dec 2022
  6. Mercer Global AdvisorsJul 2022 to Aug 2022
  7. Irdc Inc.Jan 2022 to Jul 2022
  8. Costco WholesaleSep 2021 to Jan 2022
  9. Express Employment Professionals Contract With Uei CollegeMay 2021 to Aug 2021
  10. Unemployed- Full Time Student at Arizona State UniversityFeb 2021 to May 2021
  11. Powertech ContractingMay 2020 to Feb 2021
  12. Unemployed - Full Time Student at Arizona State UniversityJan 2020 to May 2020
  13. Powertech ContractingOct 2019 to Dec 2019
  14. UnemployedOct 2017 to Oct 2019
  15. Powertech ContractingMay 2017 to Oct 2017
  16. Unemployed - Fulltime Highschool StudentJul 2016 to May 2017

Exams passed

  • Series 66 · Uniform Combined State Law2023

State registrations

Registered as an investment adviser representative in 2 states (AZ, NY).

Ashton Thomas Securities, LLC

$1.9B
2,282Clients
18Advisers
18 yearsIn business

Official records

Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure site.

7679749
16629
Advisor's SEC record
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