Timothy Lee Smith
How is this counted?
Counted from the earlier of the person's first job or first state securities exam on their SEC record (currently the Series 63, 65 or 66). The SIE, futures exams and earlier firm registrations are not counted. The count runs to the end of their latest job, or this year if a job is still open. It includes every employer listed, even outside investment work, and any gaps between jobs. The SEC record lists jobs held in about the last 10 years, so jobs that ended before then are not counted. Years are counted by calendar year, so the figure can run up to a year high. This is not a measure of skill or quality.
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Services the firm offers
These describe the firm as a whole, not only this advisor.
Experience
11 years since the first job or state securities exam on the SEC record. Counts all jobs listed.
- Benefit Funding Services LLCJun 2026 to now
- Broad Reach Capital LLCDec 2022 to now
- Tim Smith & Associates Insurance, Inc.Oct 2020 to now
- Wilmer and Lee P.A.Feb 2020 to Sep 2021
- UnemployedMay 2019 to Feb 2020
- Shelby County District Attorney's OfficeFeb 2019 to May 2019
- Court of Appeals of GeorgiaMay 2018 to Aug 2018
- Equal Employment Opportunity CommissionSep 2017 to Dec 2017
- Cumberland School of Law of Samford UniversityAug 2016 to May 2019
- Law Office of Arthur Chip BellDec 2015 to Aug 2017
Exams passed
- Series 65 · Uniform Investment Adviser Law2022
State registrations
Registered as an investment adviser representative in 1 state (GA).
Broad Reach Capital LLC
Official records
Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- 7670331
- 144686