Seth Nicholas Swenson
Investment adviser representative at Charles Schwab & Co., Inc.
10 yearsExperience
1 stateRegistered in
$0Firm assets
39 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Fixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
Experience
10 years in the industry.
- Charles Schwab & Co., Inc.Jan 2023 to now
- UnemployedMay 2022 to Jan 2023
- Viasat Inc.Apr 2020 to May 2022
- Vw Sports of Evansville LLCOct 2019 to Apr 2020
- Pepsico Foods CanadaMay 2019 to Sep 2019
- Full-time EducationSep 2018 to May 2019
- Pepsico Beverages CanadaApr 2018 to Sep 2018
- Full-time EducationAug 2017 to Apr 2018
- Pepsico Beverages CanadaApr 2017 to Aug 2017
- Full-time EducationSep 2016 to Apr 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2023
- Series 66 · Uniform Combined State Law2024
State registrations
Registered as an investment adviser representative in 1 state (CO).
Charles Schwab & Co., Inc.
$0Assets managed
0Clients
6,777Advisers
39 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7668813
- Firm CRD
- 5393