Jodie Nicole Baker
Investment adviser representative at LPL Financial LLC
12 yearsExperience
1 stateRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
12 years in the industry.
- LPL Financial LLCMay 2025 to now
- Allegacy Federal Credit UnionJun 2023 to now
- Cuso Financial Services, LPApr 2024 to May 2025
- Bank of AmericaMay 2023 to Jun 2023
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedNov 2022 to Apr 2023
- Wells FargoMar 2022 to Oct 2022
- First HorizonJul 2020 to Mar 2022
- SuntrustNov 2014 to Jul 2020
Exams passed
- Series 66 · Uniform Combined State Law2025
State registrations
Registered as an investment adviser representative in 1 state (NC).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7668150
- Firm CRD
- 6413