Jesse G Bauta
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
13 yearsExperience
2 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
13 years in the industry.
- Bank of America, N.A.Aug 2024 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedNov 2022 to now
- Daddyo Bar and RestaurantJul 2021 to Nov 2022
- Renault WineryJan 2021 to Jul 2021
- UnemployedJun 2020 to Jan 2021
- United Macedonian DiasporaJan 2020 to Jun 2020
- Stockton UniversityJan 2018 to May 2020
- Ocean County CollegeNov 2016 to Aug 2017
- Daddyo Bar and RestaurantAug 2015 to Jan 2020
- Tgi FridaysJan 2013 to Jan 2017
Exams passed
- Series 66 · Uniform Combined State Law2023
State registrations
Registered as an investment adviser representative in 2 states (NJ, TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7668094
- Firm CRD
- 7691