Sam Neuman Impellicceiri
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
10 yearsExperience
2 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- Bank of America, N.A.Oct 2025 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedJul 2025 to now
- UnemployedFeb 2025 to Jul 2025
- Guardian Life Insurance CompanyMar 2024 to Feb 2025
- Park Avenue SecuritiesMar 2024 to Feb 2025
- Self-employedSep 2023 to Apr 2024
- J.P. Morgan Securities LLCNov 2022 to Sep 2023
- JPMorgan Chase Bank, N.A.Nov 2022 to Sep 2023
- PNC BankAug 2021 to Nov 2022
- National LifeFeb 2021 to Aug 2021
- AmazonJun 2020 to Feb 2021
- UnemployedSep 2019 to May 2020
- David Berg Center for Ethics and LeadershipMay 2019 to Aug 2019
- ShippyproJan 2019 to Apr 2019
- A.F. McgerveyJan 2017 to Dec 2018
- Outback SteakhouseFeb 2016 to Mar 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2023
- Series 65 · Uniform Investment Adviser Law2024
State registrations
Registered as an investment adviser representative in 2 states (NY, TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7667277
- Firm CRD
- 7691