David Francis Herrera
Investment adviser representative at Valic Financial Advisors, Inc.
19 yearsExperience
1 stateRegistered in
$29.2BFirm assets
28 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
19 years in the industry.
- Valic Financial Advisors, Inc.Nov 2025 to now
- LPL Financial LLCAug 2025 to Oct 2025
- Park Avenue Securities LLCMar 2024 to Aug 2025
- Northwestern Mutual Wealth Management CompanyAug 2023 to Apr 2024
- Northwestern Mutual Investment Services LLCJan 2023 to Apr 2024
- Northwestern Mutual Life Insurance CompanyJan 2023 to Apr 2024
- J Poonian Limited PartnershipJun 2022 to Jul 2022
- Sierra Minit MartMay 2022 to Aug 2022
- J Poonian Limited PartnershipJun 2021 to Aug 2021
- J Poonian Limited PartnershipJun 2020 to Jul 2020
- Sierra Minit MartJan 2020 to Mar 2020
- Sierra Minit MartJun 2018 to Mar 2019
- StudentAug 2006 to Nov 2022
Exams passed
- Series 63 · Uniform Securities Agent State Law2023
- Series 65 · Uniform Investment Adviser Law2024
State registrations
Registered as an investment adviser representative in 1 state (CA).
Valic Financial Advisors, Inc.
$29.2BAssets managed
293,026Clients
1,254Advisers
28 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7666246
- Firm CRD
- 42803