Sean Richmond
Investment adviser representative at Fifth Third Securities, Inc.
16 yearsExperience
1 stateRegistered in
$10.9BFirm assets
21 yearsFirm in business
Are you Sean Richmond? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
16 years in the industry.
- Fifth Third Securities, Inc.Nov 2022 to now
- Fifth Third BankMay 2021 to now
- Prime CommunicationsOct 2017 to May 2021
- Richmond DrywallNov 2015 to Oct 2017
- The Southern Baptist Theological SeminaryAug 2010 to May 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law2023
- Series 65 · Uniform Investment Adviser Law2023
State registrations
Registered as an investment adviser representative in 1 state (KY).
Fifth Third Securities, Inc.
$10.9BAssets managed
47,014Clients
1,012Advisers
21 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7665302
- Firm CRD
- 628