Samuel Connelly
Investment adviser representative at Cetera Investment Advisers LLC
10 yearsExperience
1 stateRegistered in
$256.8BFirm assets
42 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- Cetera Investment Advisers LLCSep 2026 to now
- Cetera Wealth Services, LLCSep 2026 to now
- LPL Enterprise, LLCNov 2024 to Sep 2026
- The Prudential Insurance Company of AmericaApr 2024 to Sep 2026
- Pruco Securities LLCJan 2024 to Nov 2024
- New York Life Insurance CompanyJun 2023 to Nov 2023
- Nylife Securities LLCJun 2023 to Nov 2023
- Guardian Insurance CompanyFeb 2023 to Jun 2023
- Dimidium MediaJan 2017 to Jan 2023
- Ibt MediaJan 2016 to Nov 2016
Exams passed
- Series 63 · Uniform Securities Agent State Law2021
- Series 66 · Uniform Combined State Law2022
State registrations
Registered as an investment adviser representative in 1 state (NY).
Cetera Investment Advisers LLC
$256.8BAssets managed
813,961Clients
10,109Advisers
42 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7664664
- Firm CRD
- 105644