Elliot James
Investment adviser representative at Cerity Partners LLC
13 yearsExperience
1 stateRegistered in
$161.7BFirm assets
16 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feePerformance-based
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
13 years in the industry.
- Cerity Partners LLCJun 2026 to now
- Entrewealth, LLCJan 2026 to Jun 2026
- Northwestern Mutual Investment Services LLCApr 2023 to Dec 2025
- Thomas StewartDec 2022 to Dec 2025
- UnemployedJan 2022 to Nov 2022
- ZentopiaFeb 2021 to Jan 2022
- Franz BakeryJun 2019 to Jan 2022
- University of OregonSep 2018 to Jun 2019
- AlbertsonsApr 2018 to Sep 2018
- UnemployedJan 2013 to Apr 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2023
- Series 65 · Uniform Investment Adviser Law2025
State registrations
Registered as an investment adviser representative in 1 state (CA).
Cerity Partners LLC
$161.7BAssets managed
26,230Clients
678Advisers
16 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7664581
- Firm CRD
- 151559