Shyam Bhatia
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
10 yearsExperience
1 stateRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- Bank of America, N.A.Jan 2026 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedNov 2025 to now
- Cetera Investment Advisers LLCNov 2024 to Oct 2025
- Cetera Wealth Services, LLCNov 2024 to Oct 2025
- The Prudential Insurance Company of AmericaApr 2023 to Nov 2024
- Pruco Securities LLCFeb 2023 to Nov 2024
- Uber Technologies, Inc.Sep 2022 to Feb 2023
- Inspire Jiu-jitsu AcademyJan 2022 to Sep 2022
- Invincible Fitness, CypressAug 2021 to Jan 2022
- Shyam Bhatia Fitness, Fitness With FreedomDec 2019 to Feb 2023
- Real World ClassroomApr 2019 to Oct 2019
- Illinois Institute of TechnologyAug 2016 to Dec 2019
Exams passed
- Series 66 · Uniform Combined State Law2023
State registrations
Registered as an investment adviser representative in 1 state (TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7664228
- Firm CRD
- 7691