James Allan
Investment adviser representative at Osaic Wealth, Inc.
16 yearsExperience
1 stateRegistered in
$234.9BFirm assets
29 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
16 years in the industry.
- Osaic Wealth, Inc.Feb 2026 to now
- Brockmann Financial ServicesJan 2026 to now
- Ollie's Bargain OutletSep 2025 to Jan 2026
- Thrivent FinancialOct 2024 to Sep 2025
- Thrivent Investment Management IncOct 2024 to Sep 2025
- Edward JonesDec 2022 to Oct 2024
- Office Depot IncJun 2018 to Dec 2022
- Michaels Stores IncJun 2010 to May 2018
Exams passed
- Series 66 · Uniform Combined State Law2023
State registrations
Registered as an investment adviser representative in 1 state (WI).
Osaic Wealth, Inc.
$234.9BAssets managed
575,512Clients
7,792Advisers
29 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7662916
- Firm CRD
- 23131