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Arthur Oien

Investment adviser representative at UBS Asset Management (americas) LLC
13 yearsExperience
1 stateRegistered in
$588.2BFirm assets
37 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsFixed or flat feePerformance-based

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Portfolio management
  • Pension consulting

Experience

13 years in the industry.

  1. UBS Asset Management (americas) LLCJul 2023 to now
  2. UBS Asset Management (US) IncJul 2023 to now
  3. UBS Financial Services, Inc.Jun 2022 to Jul 2023
  4. University of ChicagoAug 2018 to Jun 2022
  5. Harrow SchoolSep 2013 to Jun 2018

Exams passed

  • Series 66 · Uniform Combined State Law2026

State registrations

Registered as an investment adviser representative in 1 state (NY).

UBS Asset Management (americas) LLC

$588.2BAssets managed
433,784Clients
32Advisers
37 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
7662144
Firm CRD
106838
Advisor's SEC record (opens in a new tab)
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