Donald James
Investment adviser representative at W&s Brokerage Services, Inc.
14 yearsExperience
1 stateRegistered in
$257.2MFirm assets
8 yearsFirm in business
Are you Donald James? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
14 years in the industry.
- W & S Brokerage Services, IncJul 2026 to now
- Western Southern LifeJul 2026 to now
- Thrivent FinancialApr 2023 to Jun 2026
- Thrivent Investment Management Inc.Dec 2022 to Jun 2026
- Monarch DistributingJul 2012 to Apr 2023
Exams passed
- Series 63 · Uniform Securities Agent State Law2023
- Series 65 · Uniform Investment Adviser Law2025
State registrations
Registered as an investment adviser representative in 1 state (IN).
W&s Brokerage Services, Inc.
$257.2MAssets managed
772Clients
91Advisers
8 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7658339
- Firm CRD
- 8099