Carolyn May Seiter
Investment adviser representative at Principal Securities, Inc.
13 yearsExperience
2 statesRegistered in
CFP® certificationDesignation
$17BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
13 years in the industry.
- Laudadio Wealth Management GroupJan 2023 to now
- Principal Life Insurance CompanyJan 2023 to now
- Principal Securities, Inc.Nov 2022 to now
- Laudadio Wealth ManagementSep 2022 to Nov 2022
- Naval Air SystemsAug 2017 to Sep 2022
- UnemployedMay 2017 to Aug 2017
- Lehigh UniversityAug 2013 to May 2017
Designations
- CFP® certification
Exams passed
- Series 66 · Uniform Combined State Law2022
State registrations
Registered as an investment adviser representative in 2 states (PA, TX).
Principal Securities, Inc.
$17BAssets managed
51,941Clients
1,464Advisers
28 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7658106
- Firm CRD
- 1137